TIMOTHY STEVEN WEST is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 1240 BROADCASTING RD, WYOMISSING, PA, 19610.
TIMOTHY STEVEN WEST has worked at LPL FINANCIAL LLC since December 21, 2015
Disclosure History
TIMOTHY STEVEN WEST has 1 Disclosure Event(s).
Date: June 24, 2016 Category: Customer Dispute Allegations: Client bought a VA in May 2015. Client alleges he advised FC he didn't want anything to do with the stock market. Alleges FC showed the Jackson policy and advised client would never have to worry about the market again. Client was not informed of high fees and expenses. Although client did not understand the policy he went ahead and bought it was he trusted the FC and the Bank. Damage Amount Requested: $11,668.33 Settlement Amount: $8,577.78
More Information
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