TIMOTHY JAY WOODS

TIMOTHY JAY WOODS is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 4630 E Indian School Rd, Phoenix, AZ, 85018.

TIMOTHY JAY WOODS has worked at AMERIPRISE FINANCIAL SERVICES, INC. since August 02, 2017

Disclosure History

TIMOTHY JAY WOODS has 1 Disclosure Event(s).

Date: June 20, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: PROPERTY WAS SOLD SHORT. ING ACCEPTED SHORE SALE AND THE LOAN HAS BEEN PAID OFF. ORIGINAL LIEN HAS BEEN CANCELLED.

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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