TODD LELAND BARLOW

TODD LELAND BARLOW is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 401 MAIN STREET, SUITE 1000, PEORIA, IL, 61602.

TODD LELAND BARLOW has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

TODD LELAND BARLOW has 1 Disclosure Event(s).

Date: October 21, 1996
Category: Customer Dispute
Allegations: ALLEGED FAILURE TO FOLLOW CUSTOMERINSTRUCTIONS, UNAUTHORIZED TRADING, FAILURE TO PROVIDE CUSTOMERWITH A W9 & ACCOUNT STATEMENTS.
Damage Amount Requested: $40,343.50 Damages Granted: $2,500.00
Broker Comment: AN INTERNAL INVESTIGATION REVEALED NO WRONGDOINGNot Provided

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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