TODD PATRICK BISHOP

TODD PATRICK BISHOP is currently employed as a Broker and/or Investment Adviser at GENEOS WEALTH MANAGEMENT, INC. located at 1620 PERSHING BLVD SUITE 110, SUITE 110, CHEYENNE, WY, 82001.

TODD PATRICK BISHOP has worked at GENEOS WEALTH MANAGEMENT, INC. since April 18, 2013

Disclosure History

TODD PATRICK BISHOP has 2 Disclosure Event(s).

Date: April 08, 2010
Category: Customer Dispute
Allegations: CLIENT CLAIMS THAT MR. BISHOP, AS THE PRESIDENT/CEO, HAD A DUTY TO THOROUGHLY REVIEW NEW OFFERINGS AS WELL AS ESTABLISH AND MAINTAIN A SYSTEM TO SUPERVISE ACTIVITIES PERFORMED BY REGISTERED REPS.
Damage Amount Requested: $93,653.29
Settlement Amount: $140,000.00
Broker Comment: MR. BISHOP IS ONLY NAMED AS HE IS PRESIDENT/CEO OF THE COMPANY. AS PART OF SETTLEMENT AGREEMENT ALL CLAIMS AGAINST MR. BISHOP WERE DISMISSED.

Date: April 02, 2010
Category: Customer Dispute
Allegations: CLIENT CLAIMS THAT MR. BISHOP, AS PRESIDENT/CEO, HAD A DUTY TO THOROUGHLY REVIEW NEW OFFERINGS AS WELL AS ESTABLISHING AND MAINTAINING A SYSTEM TO SUPERVISE ACTIVITIES.
Damage Amount Requested: $70,000.00
Settlement Amount: $140,000.00
Broker Comment: MR. BISHOP IS ONLY NAMED AS HE IS PRESIDENT/CEO OF THE COMPANY. AS PART OF SIGNED SETTLEMENT ALL CLAIMS AGAINST MR. BISHOP WERE DISMISSED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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