TODD ELDREDGE COKER

TODD ELDREDGE COKER is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 5825 STATE BRIDGE RD, DULUTH, GA, 30097.

TODD ELDREDGE COKER has worked at WELLS FARGO CLEARING SERVICES, LLC since April 30, 2009

Disclosure History

TODD ELDREDGE COKER has 2 Disclosure Event(s).

Date: October 24, 2008
Category: Customer Dispute
Allegations: CUSTOMER CLAIMS THE PREFERRED SECURITIES PURCHASED IN JUNE 2008 WERE MISREPRESENTED AND HER SUBSEQUENT INSTRUCTIONS TO SELL THESE SECURITIES HAVE NOT BEEN EXECUTED. COMPENSATORY DAMAGES UNSPECIFIED.

Date: October 12, 2008
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES UNAUTHORIZED MOVEMENT OF FUNDS FROM THE FEDERATED GEORGIA MUNI CASH TR INSTL FUND IN MAY 2008. CLIENT FURTHER ALLEGES THAT INSTRUCTIONS TO SELL THE FRANKLIN INCOME FUND CLASS C WERE NOT FOLLOWED IN MAY 2008. COMPENSATORY DAMAGES UNSPECIFIED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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