Todd Stephen Gerber is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 554 BROADWAY, SONOMA, CA, 95476.
Todd Stephen Gerber has worked at EDWARD JONES since October 24, 2016
Disclosure History
Todd Stephen Gerber has 3 Disclosure Event(s).
Date: December 24, 2010 Category: Financial Type: Bankruptcy Disposition: Discharged
Date: July 15, 2003 Category: Customer Dispute Allegations: [CUSTOMER], WHO IS NOT A CLIENT ON RECORD OF SMITH BARNEY CLAIMS THAT FORMER BRANCH MANAGER AND HIS SALES ASSISTANT WORKED TOGETHER TO OPEN AN ACCOUNT IN THE NAME OF THE SALES ASSISTANT AND TRADED A STOCK THAT HE DID NOT AUTHORIZE.. Damage Amount Requested: $15,000.00
Date: February 25, 2003 Category: Customer Dispute Allegations: CLIENTS' REPRESENTATIVE ALLEGED FAILURE TO SUPERVISE -2000-2001. Damage Amount Requested: $96,000.00 Settlement Amount: $45,750.00 Broker Comment: THE CLAIM WAS SETTLED FOR $45,750.
More Information
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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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