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TODD ARTHUR KNAPP

TODD ARTHUR KNAPP is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 975 W. ALISAL ST, STE G, SALINAS, CA, 93901.

TODD ARTHUR KNAPP has worked at LPL FINANCIAL LLC since June 23, 2009

Disclosure History

TODD ARTHUR KNAPP has 5 Disclosure Event(s).

Date: August 27, 2017
Category: Judgment / Lien
Judgment/Lien Amount: $900.00
Judgment/Lien Type: Tax

Date: February 03, 2017
Category: Judgment / Lien
Judgment/Lien Amount: $130,500.79
Judgment/Lien Type: Tax
Broker Comment: TAX YEARS 2010, 2011, 2014 & 2015

Date: August 16, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $19,697.00
Judgment/Lien Type: Tax

Date: September 03, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $25,239.71
Judgment/Lien Type: Tax
Broker Comment: TAX YEAR 2013.

Date: September 06, 2013
Category: Judgment / Lien
Judgment/Lien Amount: $16,928.54
Judgment/Lien Type: Tax
Broker Comment: FIRM HAS MADE A REASONABLE DETERMINATION THIS IS A REPORTABLE EVENT. FOR TAX PERIOD ENDING: 12/31/2012

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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