Todd Michael Lesk

Todd Michael Lesk is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 200 E BROWARD BLVD STE 1320, FT LAUDERDALE, FL, 33301.

Todd Michael Lesk has worked at LPL FINANCIAL LLC since February 14, 2018

Disclosure History

Todd Michael Lesk has 1 Disclosure Event(s).

Date: March 06, 2017
Category: Customer Dispute
Allegations: Customers allege that in 2015 Todd Lesk purchased and sold securities in their Trust account without authorization and that Mr. Lesk churned the account.
Damage Amount Requested: $33,000.00
Settlement Amount: $30,000.00
Broker Comment: Settlement agreement executed by RR and clients on 11/8/17 whereby RR will pay clients the sum of $30,000. $20,000 was paid on 11/14/17. $5,000 was paid on 3/2/18 and $5,000 is to be paid by 7/10/18. I disagree with the complaint as all orders were taken from the Trustee and executed with their full authorization and understanding.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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