TODD OWEN MENDEL

TODD OWEN MENDEL is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 5360 N EAGLE RD, STE 102A, BOISE, ID, 83713.

TODD OWEN MENDEL has worked at PFS INVESTMENTS INC. since November 19, 1987

Disclosure History

TODD OWEN MENDEL has 1 Disclosure Event(s).

Date: March 13, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $30,937.90
Judgment/Lien Type: Tax
Broker Comment: SET UP NEW REPAYMENT PLAN WITH IRS, DELAY IN RECEIVING NOTICE DUE TO A MOVE IN MARCH 2015, IRS NOTIFIED OF REPAYMENT PLAN AFTER LIEN HAD BEEN FILED, UPDATE OF SAME LIEN REPORTED TO FINRA 07/2010.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for TODD OWEN MENDEL, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.