Todd ARTHUR Nelson is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 110 S PHILLIPS AVE, SIOUX FALLS, SD, 57104.
Todd ARTHUR Nelson has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since August 21, 1989
Disclosure History
Todd ARTHUR Nelson has 1 Disclosure Event(s).
Date: April 03, 2012 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES UNAUTHORIZED TRADING IN APRIL 2010. Damage Amount Requested: $65,635.25 Broker Comment: FINANCIAL ADVISOR AND MERRILL LYNCH WERE UNAWARE OF CLIENT'S DEATH AT THE TIME ACCOUNT LIQUIDATION INSTRUCTIONS GIVEN BY COMPLAINANT (CLIENTS POWER OF ATTORNEY.)
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