TODD ANDREW PHILLIPS

TODD ANDREW PHILLIPS is currently employed as a Broker and/or Investment Adviser at WEEDEN & CO.L.P. located at 6133 NORTH RIVER ROAD, SUITE 1110, ROSEMONT, IL, 60018.

TODD ANDREW PHILLIPS has worked at WEEDEN & CO.L.P. since December 06, 2000

Disclosure History

TODD ANDREW PHILLIPS has 1 Disclosure Event(s).

Date: July 14, 2000
Category: Customer Dispute
Allegations: CLIENTS ALLEGE A MUTUAL FUND SOLD TO THEM WAS MISREPRESENTED.JUNE 1999NO DAMAGES ALLEGED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for TODD ANDREW PHILLIPS, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.