TODD WAYNE RENO is currently employed as a Broker and/or Investment Adviser at KESTRA INVESTMENT SERVICES, LLC located at 117 TUSCARORAS TRL., Prudenville, MI, 48651.
TODD WAYNE RENO has worked at KESTRA INVESTMENT SERVICES, LLC since April 07, 2017
Disclosure History
TODD WAYNE RENO has 1 Disclosure Event(s).
Date: October 20, 2008 Category: Customer Dispute Allegations: CUSTOMER ALLEGED THAT INVESTMENT LOSSES WERE CAUSED BY IMPROPER ADVICE AND FAILURE TO SELL ACCOUNTS AS REQUESTED IN SEPTEMBER 2008. CUSTOMER REQUESTED COMPENSATION FOR THE DIFFERENCE IN VALUE FROM SEPTEMBER 26, 2008 (WHEN HE REQUESTED SALE) TO OCTOBER 13, 2008 (WHEN SALE OCCURRED) AND FOR RETURN OF COMMISSIONS. COMPENSATORY DAMAGES NOT SPECIFIED BUT REASONABLY BELIEVED TO BE GREATER THAN $5,000. Damage Amount Requested: $73,000.00 Broker Comment: FIRM'S INVESTIGATION CONCLUDED THE CUSTOMER'S ALLEGATIONS TO BE WITHOUT MERIT. FURTHER MR. RENO WAS NO LONGER WITH THE FIRM WHEN THE CUSTOMER REQUESTED LIQUIDATION OF THE ACOCUNT IN SEPTEMBER 2008. MR. RENO LEFT LASALLE SECURITIES IN MARCH 2008 AND THEREAFTER HAD NO ROLE IN ANY ADVICE GIVEN TO THE CUSTOMER, AND WAS NOT AWARE OF OR INVOLVED IN THE ALLEGED SALE INSTRUCTIONS IN SEPTEMBER 2008.
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