TODD FERRELL SHIVER

TODD FERRELL SHIVER is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 19595 US HIGHWAY 84 EAST, BOSTON, GA, 31626.

TODD FERRELL SHIVER has worked at LPL FINANCIAL LLC since August 24, 2016

Disclosure History

TODD FERRELL SHIVER has 1 Disclosure Event(s).

Date: July 24, 2008
Category: Customer Dispute
Allegations: ALLEGED FAILURE TO EXECUTE AN ORDER. (JULY 23, 2008)
Damage Amount Requested: $5,000.00
Broker Comment: A DAY ORDER TO SELL AT $6.30 WAS PLACED, HOWEVER MARKET PRICE DIDN'T HIT $6.30 BY THE END OF THE DAY.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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