TODD HAGAN SMALLING is currently employed as a Broker and/or Investment Adviser at BTIG, LLC located at 825 THIRD AVENUE, 6TH FLOOR, NEW YORK, NY, 10022.
TODD HAGAN SMALLING has worked at BTIG, LLC since December 19, 2011
Disclosure History
TODD HAGAN SMALLING has 1 Disclosure Event(s).
Date: November 10, 2011 Category: Employment Separation After Allegations Firm Name: J. P. MORGAN SECURITIES LLC Termination Type: Permitted to Resign Allegations: ENGAGED IN OPTIONS TRADING WHICH RESULTED IN THE FIRM TRADING WITH ITSELF IN A BOOK HE MANAGED.
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