TODD ALLEN STAATS

TODD ALLEN STAATS is currently employed as a Broker and/or Investment Adviser at CHARLES SCHWAB & CO., INC. located at 2423 E Lincoln Dr, Phoenix, AZ, 85016-1215.

TODD ALLEN STAATS has worked at CHARLES SCHWAB & CO., INC. since April 16, 1996

Disclosure History

TODD ALLEN STAATS has 2 Disclosure Event(s).

Date: January 26, 2018
Category: Financial
Type: Bankruptcy
Disposition: Discharged

Date: September 04, 2009
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: DISCHARGE NOTICE RECEIVED VIA MAIL DEC 24, 2009.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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