TODD ALLEN STAATS is currently employed as a Broker and/or Investment Adviser at CHARLES SCHWAB & CO., INC. located at 2423 E Lincoln Dr, Phoenix, AZ, 85016-1215.
TODD ALLEN STAATS has worked at CHARLES SCHWAB & CO., INC. since April 16, 1996
TODD ALLEN STAATS has 2 Disclosure Event(s).Date: January 26, 2018
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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