TODD ANTHONY STURMAN is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 404 PEOPLE PLACE - STE 300, CHARLOTTESVILLE, VA, 22911.
TODD ANTHONY STURMAN has worked at LPL FINANCIAL LLC since June 30, 2014
Disclosure History
TODD ANTHONY STURMAN has 1 Disclosure Event(s).
Date: February 15, 2012 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT ANNUITY POLICY WAS UNSUITABLE FOR HER ELDERLY MOTHER DESPITE FACT THAT CONTRACT WAS A JOINT ASSET FOR BOTH CUSTOMER AND MOTHER. Damage Amount Requested: $7,084.27 Broker Comment: CUSTOMER COMPLAINS ABOUT SURRENDER CHARGE ON ANNUITY SUGGESTING THAT REGISTERED REPRESENATATIVE SHOULD HAVE KNOWN ASSETS WOULD HAVE BEEN NEEDED FOR MOTHER'S NURSING HOME CARE. HOWEVER THE POLICY WAS SOLD TO CUSTOMER AND MOTHER JOINTLY, AND WAS INTENDED TO PASS ASSETS TO CUSTOMER. CUSTOMER NEVER MADE ANY SUGGESTIONS THAT ASSETS WOULD BE NEEDED FOR NURSING HOME CARE WHEN POLICY WAS SOLD 4 YEARS PRIOR.
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