TODD BRINSON WYCHE is currently employed as a Broker and/or Investment Adviser at IFS SECURITIES located at 780 Paige Lane Corvallis, MT 59828, United States, 780 Paige Lane Corvallis, MT 59828, United States, Corvallis, MT, 59828.
TODD BRINSON WYCHE has worked at IFS SECURITIES since January 21, 2015
Date: January 27, 2017 Category: Regulatory Initiated By: FINRA Allegations: Wyche was named a respondent in a FINRA complaint alleging that he willfully failed to timely disclose an unsatisfied federal tax lien, in the amount of $230,265.19, on his Form U4. The complaint alleges that the federal tax lien constituted a material fact for purposes of Form U4 disclosures. Resolution: Awaiting final Decision Regulator Statement: Hearing Panel Decision rendered February 2, 2018, wherein Wyche was fined $10,000, suspended from association with any FINRA member in all capacities for six months, and ordered to pay $3,077.94 in costs. The sanctions were based on findings that Wyche willfully failed to timely amend his Form U4 to disclose an unsatisfied federal tax lien against him for $230,265.19. Wyche is subject to statutory disqualification for willfully violating Article V, Section 2(c) of the FINRA By-Laws, and FINRA Rules 1122 and 2010 by failing to timely amend his Form U4 to disclose an unsatisfied lien.On February 27, 2018, respondent Todd B. Wyche filed with the Office of Hearing Officers an appeal of the Hearing Panel decision dated February 2, 2018. The sanctions are not in effect pending review. Broker Comment: The Hearing Panel Decision rendered February 2, 2018 is being appealed.
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