TOMIKA ELICE JONES

TOMIKA ELICE JONES is currently employed as a Broker and/or Investment Adviser at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located at 13520 BALLANTYNE CORPORATE PLACE, BETSILL HUB, CHARLOTTE, NC, 28277.

TOMIKA ELICE JONES has worked at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC since October 31, 2013

Disclosure History

TOMIKA ELICE JONES has 2 Disclosure Event(s).

Date: May 15, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: August 01, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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