TOMMY LAVON HAYES

TOMMY LAVON HAYES is currently employed as a Broker and/or Investment Adviser at CUNA BROKERAGE SERVICES, INC. located at 838 EGLIN PARKWAY NE, FORT WALTON BEACH, FL, 32547-2781.

TOMMY LAVON HAYES has worked at CUNA BROKERAGE SERVICES, INC. since February 06, 2001

Disclosure History

TOMMY LAVON HAYES has 1 Disclosure Event(s).

Date: August 04, 2011
Category: Customer Dispute
Allegations: ARBITRATION RESPONDENT IS FIRM - STATEMENT OF CLAIM LISTS BREACH OF FIDUCIARY DUTY AND VIOLATION OF FINRA RULES, BREACH OF CONTRACT AND NEGLIGENCE. DATE OF ACTIVITY WAS ON OR ABOUT JANUARY 19, 2010.
Damage Amount Requested: $168,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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