TONI TADLOCK CLEGG is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 117 OLD PRO'S WAY, CARY, NC, 27513-5641.
TONI TADLOCK CLEGG has worked at LPL FINANCIAL LLC since May 20, 2005
Disclosure History
TONI TADLOCK CLEGG has 2 Disclosure Event(s).
Date: September 30, 2013 Category: Judgment / Lien Judgment/Lien Amount: $17,530.01 Judgment/Lien Type: Civil Broker Comment: I WAS NEGOTIATING IN GOOD FAITH WITH FIA CARD SERVICES REGARDING AN ACCOUNT WHICH WAS IN DISPUTE. INSTEAD THEY FILED A MOTION OF SUMMARY JUDGMENT. ALTHOUGH DISAPPOINTED BY THEIR ACTIONS, I WILL CONTINUE MY EFFORTS TO RESOLVE THIS WITH THEM IN A PROFESSIONAL AND ETHICAL MANNER.
Date: August 10, 2012 Category: Judgment / Lien Judgment/Lien Amount: $9,405.00 Judgment/Lien Type: Civil Broker Comment: I WAS NEGOTIATING IN GOOD FAITH WITH AMERICAN EXPRESS REGARDING AN ACCOUNT WHICH WAS IN DISPUTE. WHILE THESE NEGOTIATIONS WERE ONGOING, THEY FILED A JUDGMENT WITHOUT MY KNOWLEDGE AND FAILED TO NOTIFY ME. ALTHOUGH SURPRISED AND DISAPPOINTED BY THEIR ACTIONS, I WILL CONTINUE MY EFFORTS TO RESOLVE THIS WITH THEM IN A PROFESSIONAL AND ETHICAL MANNER.
More Information
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