TONI SUE PONNEL is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 1225 FRANKLIN AVENUE, SUITE 150, GARDEN CITY, NY, 11530.

TONI SUE PONNEL has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since November 13, 2012

Disclosure History

TONI SUE PONNEL has 1 Disclosure Event(s).

Date: June 30, 2008
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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