Tony Layson

Tony Layson is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 410 LYON STREET, LARAMIE, WY, 82072.

Tony Layson has worked at EDWARD JONES since December 07, 2012

Disclosure History

Tony Layson has 1 Disclosure Event(s).

Date: July 01, 2013
Category: Customer Dispute
Allegations: CLIENT CLAIMS A MUTUAL FUND PURCHASED ON APRIL 16, 2013, WAS NOT SUITABLE.
Damage Amount Requested: $7,790.99
Broker Comment: AFTER COMPLETION OF THE FIRM'S INVESTIGATION INTO CLIENT'S ALLEGATIONS, IT WAS DETERMINED THE MUTUAL FUND WAS A SUITABLE INVESTMENT AND IN LINE WITH THE CLIENT'S NEEDS. CLAIM WAS DENIED

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for Tony Layson, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.