TONY DENZEL LIMBAUGH is currently employed as a Broker and/or Investment Adviser at TD AMERITRADE, INC. located at 1002 PARK AVENUE NORTH, STE C, RENTON, WA, 98057.
TONY DENZEL LIMBAUGH has worked at TD AMERITRADE, INC. since February 26, 2018
Disclosure History
TONY DENZEL LIMBAUGH has 1 Disclosure Event(s).
Date: July 13, 1989 Category: Customer Dispute Allegations: VIOLATIONS OF SECTIONS 12(1) & 12(2) OF THESECURITIES ACT OF 1933. PLAINTIFFS SOUGHT DAMAGES DUE TO THE BROKER/DEALER'S OMMISSIONS WITHIN THE OFFERING, LACK OF DUE DILIGENCE AND VIOLATIONS OF THE SECURITIES ACT OF L933.; THAT WOULD OF OTHERWISE CAUSED THEM NOT TO INVEST. I AS A REGISTERED REP OF THE BROKER/DEALERS HAD LIMITED CONVERSATION WITH THE HUSBAND OF [CUSTOMER] ABOUT THE OFFERING. Damage Amount Requested: $80,000.00 Settlement Amount: $60,000.00 Broker Comment: PLAINTIFFS WITHDREW LAWSUIT IN EXCHANGE FOR SETTLEMENT PAID BY BROKER/DEALER AND A SUBSIDIARY. I WAS RELEASED FROM ANY AND ALL CLAIMS/LIABILITY IN THE LAWSUIT AND SETTLEMENT.
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