TRACEE ALANE ADAMS

TRACEE ALANE ADAMS is currently employed as a Broker and/or Investment Adviser at AMERICAN INDEPENDENT SECURITIES GROUP, LLC located at 1515 Goebel Circle, Wichita, KS, 67207.

TRACEE ALANE ADAMS has worked at AMERICAN INDEPENDENT SECURITIES GROUP, LLC since January 17, 2018

Disclosure History

TRACEE ALANE ADAMS has 1 Disclosure Event(s).

Date: September 07, 2017
Category: Employment Separation After Allegations
Firm Name: MSSB
Termination Type: Discharged
Allegations: Allegations concerning representative's failure to adhere to requirements regarding public communications, disclosure of outside activities and timely disclosure of an outside lien. No transactions in client accounts were affected.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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