TRACY NEAL ADAMS is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 1030 W NORTON AVE, MUSKEGON, MI, 49441.
TRACY NEAL ADAMS has worked at CETERA ADVISOR NETWORKS LLC since November 04, 2016
Disclosure History
TRACY NEAL ADAMS has 3 Disclosure Event(s).
Date: December 01, 2009 Category: Financial Type: Compromise Disposition: Direct Payment Procedure Broker Comment: Creditor no longer in business. Transunion removed after case was disputed.
Date: November 30, 2005 Category: Customer Dispute Allegations: CLIENT ALLEGES HIS FINANCIAL ADVISOR ADVISED, THAT HE WOULD BE MAKING A MINIMUM OF 6% RETURN WITH REGARD TO HIS ANNUITY Damage Amount Requested: $50,000.00
Date: December 20, 2002 Category: Customer Dispute Allegations: CLIENTS ALLEGE THAT FA (FINANCIAL ADVISOR) MISREPRESENTED THE TERMS OF THE EQUITABLE ACCUMULATOR ANNUITY. TIME PERIOD: JUNE 2002 TO PRESENT. DAMAGES ESTIMATED TO EXCEED $5000. Broker Comment: THE CLIENTS CLAIMS ARE BASELESS AND WITHOUT MERIT"
More Information
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