TRACY K BAKER

TRACY K BAKER is currently employed as a Broker and/or Investment Adviser at CADARET, GRANT & CO., INC. located at 50 Square Drive, Suite 220, Victor, NY, 14564.

TRACY K BAKER has worked at CADARET, GRANT & CO., INC. since November 24, 2014

Disclosure History

TRACY K BAKER has 1 Disclosure Event(s).

Date: November 14, 2013
Category: Judgment / Lien
Judgment/Lien Amount: $8,505.78
Judgment/Lien Type: Civil
Broker Comment: IN SEPTEMBER 2012 WHILE I WAS OUT ON MATERNITY LEAVE MY HUSBAND LOST HIS JOB. THE DRASTIC DECREASE IN PAY LEAD TO A SUBSTANTIAL FINANCIAL HARDSHIP. WHILE AT CITIZES BANK 10% OF MY WAGES WERE PAID TO THE JUDGEMENT. NOW THAT OUR HOUSEHOLD INCOME HAS INCREASED, I NOTIFIED THE LAWYERS AND INCREASED MY MONTHLY PAYMENT TO SATISFY THE BALANCE DUE.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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