TRACY LYNN KELLEY

TRACY LYNN KELLEY is currently employed as a Broker and/or Investment Adviser at ALLSTATE FINANCIAL SERVICES, LLC located at 1509 GRAND CENTRAL AVE STE 6, VIENNA, WV, 26105-1091.

TRACY LYNN KELLEY has worked at ALLSTATE FINANCIAL SERVICES, LLC since July 07, 2003

Disclosure History

TRACY LYNN KELLEY has 3 Disclosure Event(s).

Date: June 29, 2017
Category: Judgment / Lien
Judgment/Lien Amount: $16,569.24
Judgment/Lien Type: Tax
Broker Comment: Tax Atty Ret 8/3/2017 to deal with all IRS matters. 2016 Fed Tax paid in Full 2017 QTR est have all been paid to date past situation poor acct advice/reporting, financially draining marriage/divorce, Contempt of civ decree by ex spouse going back to court

Date: December 11, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $13,610.59
Judgment/Lien Type: Tax

Date: May 18, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $13,384.00
Judgment/Lien Type: Tax

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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