TRACY MEIYUEH LEE is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 16000 LOS GATOS BOULEVARD, LOS GATOS, CA, 95032.
TRACY MEIYUEH LEE has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
TRACY MEIYUEH LEE has 3 Disclosure Event(s).
Date: September 19, 2008 Category: Customer Dispute Allegations: CLIENT VERBALLY ALLEGED MISREPRESENTATION WITH RESPECT TO STRUCTURED PRODUCT INVESTMENT-JULY 2004 TO SEPTEMBER 2004. DAMAGES UNSPECIFIED Settlement Amount: $66,666.00
Date: August 14, 2008 Category: Customer Dispute Allegations: CLIENT VERBALLY ALLEGED MISREPRESENTATION WITH RESPECT TO STRUCTURED PRODUCT INVESTMENT - 09/28/2004. DAMAGES UNSPECIFIED. Settlement Amount: $12,652.68
Date: June 20, 2008 Category: Customer Dispute Allegations: CLIENT ALLEGED FA GUARANTEED PRINCIPAL AND ANNUAL RETURN ON ANNUITY - 6/30/2006. DAMAGES UNSPECIFIED Broker Comment: CLAIM DENIED
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