TRACY LYNN SCOTHERN

TRACY LYNN SCOTHERN is currently employed as a Broker and/or Investment Adviser at FIDELITY BROKERAGE SERVICES LLC located at ONE DESTINY WAY, WESTLAKE, TX, 76262.

TRACY LYNN SCOTHERN has worked at FIDELITY BROKERAGE SERVICES LLC since August 19, 1996

Disclosure History

TRACY LYNN SCOTHERN has 1 Disclosure Event(s).

Date: May 13, 1991
Category: Criminal
Charges: THEFT
Disposition: Dismissed

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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