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TRAVIS ROBERT CORNETT

TRAVIS ROBERT CORNETT is currently employed as a Broker and/or Investment Adviser at CENTAURUS FINANCIAL, INC. located at 2225 E. MURRAY HOLLADAY ROAD, SUITE #106, HOLLADAY, UT, 84117.

TRAVIS ROBERT CORNETT has worked at CENTAURUS FINANCIAL, INC. since January 03, 2012

Disclosure History

TRAVIS ROBERT CORNETT has 2 Disclosure Event(s).

Date: July 30, 2010
Category: Customer Dispute
Allegations: CLIENT ALLEGES UNSUITABLE INVESTMENTS IN 2009
Damage Amount Requested: $8,000.00
Settlement Amount: $5,280.10

Date: March 29, 2010
Category: Employment Separation After Allegations
Firm Name: AMERIPRISE FINANCIAL SERVICES, INC.
Termination Type: Discharged
Allegations: THE REPRESENTATIVE WAS TERMINATED FOR VIOLATING COMPANY POLICY RELATED TO INVESTMENT DISCRETION.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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