TRAVIS L DOCK

TRAVIS L DOCK is currently employed as a Broker and/or Investment Adviser at CITIZENS SECURITIES, INC. located at 600 EASTON RD, MAILSTOP: 19B-0238, WARRINGTON, PA, 18976.

TRAVIS L DOCK has worked at CITIZENS SECURITIES, INC. since August 06, 2015

Disclosure History

TRAVIS L DOCK has 4 Disclosure Event(s).

Date: September 19, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $1,813.81
Judgment/Lien Type: Tax

Date: August 24, 2010
Category: Financial
Type: Bankruptcy
Disposition: Discharged

Date: June 10, 2009
Category: Judgment / Lien
Judgment/Lien Amount: $4,817.00
Judgment/Lien Type: Civil
Broker Comment: this jusdgement is part of a fraud scheme against Travis Dock. Still pending resolution.

Date: December 05, 2000
Category: Criminal
Charges: 1.FALSE REPORTS TO LAW ENFORCEMENT AUTHORITES2. PENALTY/PUBLIC SAFETY EMERGENCY TELEPHONE
Disposition: Convicted

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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