TRAVIS NICK DUREN

TRAVIS NICK DUREN is currently employed as a Broker and/or Investment Adviser at CRESCENT SECURITIES GROUP, INC. located at 8750 N CENTRAL EXPY, SUITE 750, DALLAS, TX, 75231.

TRAVIS NICK DUREN has worked at CRESCENT SECURITIES GROUP, INC. since December 14, 2001

Disclosure History

TRAVIS NICK DUREN has 2 Disclosure Event(s).

Date: November 30, 2001
Category: Regulatory

Date: July 31, 2001
Category: Customer Dispute
Allegations: THE CLAIMANT HAS ALLEGED VARIOUS VIOLATIONS OF FEDERAL AND STATE SECURITIES LAWS, INCLUDING, BUT NOT LIMITED TO, BREACH OF FIDUCIARY DUTY, COMMON LAW FRAUD AND FAILURE TO SUPERVISE. THE ALLEGATIONS INVOLVE ACTIONS AND EVENTS THAT OCCURRED IN 2000. RESPONDENT DENIES ALL LIABILITY.
Damage Amount Requested: $200,000.00
Settlement Amount: $75,000.00
Broker Comment: RESPONDENT DUREN WAS DISMISSED WITH PREJUDICE AND NOT PARTY TO THE MONETARY SETTLEMENT.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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