TRAVIS FAGO

TRAVIS FAGO is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 4835 VOLTAIRE STREET, SAN DIEGO, CA, 92107.

TRAVIS FAGO has worked at LPL FINANCIAL LLC since April 20, 2012

Disclosure History

TRAVIS FAGO has 2 Disclosure Event(s).

Date: December 21, 2015
Category: Customer Dispute
Allegations: MISREPRESENTATION/SUITABILITY

Date: September 16, 2003
Category: Customer Dispute
Allegations: ON 9/16/2003 CLIENT COMPLIANED THAT THE FEES OF THE VUL PRODUCT SOLD TO HIM 1 YEAR AGO WERE TOO HIGH AND DEMANDED A REFUND OF FUND VALUES. THE CLIENT'S SURRENDER VALUE WAS 0.
Damage Amount Requested: $5,327.01

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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