TRAVIS PAUL KANIA is currently employed as a Broker and/or Investment Adviser at CALTON & ASSOCIATES, INC. located at 2701 N. ROCKY POINT DRIVE, SUITE 1000, TAMPA, FL, 33607.

TRAVIS PAUL KANIA has worked at CALTON & ASSOCIATES, INC. since March 31, 2010

Disclosure History

TRAVIS PAUL KANIA has 1 Disclosure Event(s).

Date: October 22, 2009
Category: Customer Dispute
Damage Amount Requested: $500,000.00
Broker Comment: I called FINRA on 02/16/2017 to research the status of the case as I was not named so I never received any information on the case. Leoni Feliciano from FINRA has a date of 07/12/2012. She stated the case was closed due to the BD going out of business and fining bankruptcy.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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