TRAVIS MATTHEW PROPST

TRAVIS MATTHEW PROPST is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 3455 PEACHTREE RD. NE, ATLANTA, GA, 30326.

TRAVIS MATTHEW PROPST has worked at UBS FINANCIAL SERVICES INC. since August 03, 2012

Disclosure History

TRAVIS MATTHEW PROPST has 1 Disclosure Event(s).

Date: December 11, 2002
Category: Customer Dispute
Allegations: CLAIMANT ALLEGES MISREPRESENTATION, NEGLIGENCE, UNSUITABILITY, AND BREACH OF FIDUCIARY DUTY. OCTOBER 2000 -SEPTEMBER 2002
Damage Amount Requested: $154,632.00
Settlement Amount: $75,000.00
Broker Comment: INDIVIDUAL RESPONDENTS WERE DISMISSED FROM CLAIM AS PART OF SETTLEMENT AND THEY WERE NOT REQUIRED TO CONTRIBUTE TO SETTLEMENT AMOUNT WHICH WAS PAID BY FIRM.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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