TRAVIS ALLEN ROUTT

TRAVIS ALLEN ROUTT is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 11300 US HIGHWAY 1, STE 600 & 501, PALM BEACH GARDENS, FL, 33408-3293.

TRAVIS ALLEN ROUTT has worked at AMERIPRISE FINANCIAL SERVICES, INC. since October 05, 2009

Disclosure History

TRAVIS ALLEN ROUTT has 1 Disclosure Event(s).

Date: January 21, 1992
Category: Criminal
Charges: Forgery of - Possess Driver Lic W Altered Date of Birth
Disposition: Deferred Adjudication
Broker Comment: At the age of 19, I received a citation for using a fake ID while in Florida. I attended college out of state and chose to resolve the matter by mailing in a check to pay the $51 fine.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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