TRAVIS DANIEL SULLIVAN is currently employed as a Broker and/or Investment Adviser at RBC CAPITAL MARKETS, LLC located at 100 CRESCENT COURT, SUITE 1500, DALLAS, TX, 75201-1871.
TRAVIS DANIEL SULLIVAN has worked at RBC CAPITAL MARKETS, LLC since March 03, 1999
Disclosure History
TRAVIS DANIEL SULLIVAN has 1 Disclosure Event(s).
Date: May 29, 1991 Category: Customer Dispute Allegations: MISREPRESENTATION-UNSUITABLE Damage Amount Requested: $53,000.00 Damages Granted: $85,000.00 Broker Comment: AWARDED $85,000.00 INCLUDING ATTORNEY`S FEES ANDWITNESS FEES.FINAL JUDGEMENT WAS ASSESED AGAINST THE FIRM. THEINDIVIDUAL BROKER WAS NOT ASKED TO PARTICIAPTE IN THE PAYMENTOF THE SETTLEMENT TO THE CLAIMANT.
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