TRAVIS GREGORY VANDENBERG

TRAVIS GREGORY VANDENBERG is currently employed as a Broker and/or Investment Adviser at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC located at 1500 QUAIL ST STE 600, NEWPORT BEACH, CA, 92660.

TRAVIS GREGORY VANDENBERG has worked at NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC since January 28, 1997

Disclosure History

TRAVIS GREGORY VANDENBERG has 1 Disclosure Event(s).

Date: April 10, 2001
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES MISREPRESENTATION OF THE TERMS OF HIS VARIABLE LIFE INSURANCE POLICIES AND THE BENEFITS OR PRIVILEGES UNDER THE POLICIES. THESE POLICIES WERE PURCHASED IN SEPTEMBER OF 1999.
Damage Amount Requested: $152,309.89

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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