TREVOR IAN RICHARDS

TREVOR IAN RICHARDS is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 1776 PLEASANT PLAIN RD., FAIRFIELD, IA, 52556-8757.

TREVOR IAN RICHARDS has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since May 05, 2008

Disclosure History

TREVOR IAN RICHARDS has 2 Disclosure Event(s).

Date: December 04, 2011
Category: Criminal

Date: March 29, 2007
Category: Judgment / Lien
Judgment/Lien Amount: $2,185.00
Judgment/Lien Type: Civil

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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