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TROY WILLIAM HOLTEY is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 504 6TH AVE SE, ABERDEEN, SD, 57401.
TROY WILLIAM HOLTEY has worked at WELLS FARGO CLEARING SERVICES, LLC since March 31, 2016
TROY WILLIAM HOLTEY has 1 Disclosure Event(s).
Date: March 10, 1994All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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