TROY GERARD MACALUSO is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 4501 W NAPOLEON AVE, STE 110, METAIRIE, LA, 70001.
TROY GERARD MACALUSO has worked at AMERIPRISE FINANCIAL SERVICES, INC. since September 05, 1996
Disclosure History
TROY GERARD MACALUSO has 1 Disclosure Event(s).
Date: May 20, 2004 Category: Customer Dispute Allegations: THE CLIENT ALLEGED OVER THE PAST FOUR YEARS I HAVE NOT PROVIDED SUITABLE INVESTMENT RECOMMENDATIONS. Damage Amount Requested: $5,000.00 Broker Comment: WE FOUND THE CLIENT PURCHASED A FINANCIAL PLAN IN 1999 AND RECEIVED SUITABLE RECOMMENDATIONS BASED ON HER TAX SITUATION, FINANCIAL POSITION, AND INVESTENT GOALS. THE ADVISOR EXECUTED THE RECOMMENDATIONS WITH FULL DISCLOSURE AND WITH THE CLIENT'S AUTHORIZATION. IN LATE 2003 UNDERSTANDING HER FINANCIAL POSITION HAD CHANGED, THE CLIENT REQUESTED UP-DATED SUMMARIES AND FINANCIAL PROJECTIONS. THE ADVISOR SUGGESTED THE CLIENT COMPLETE AN UPDATED PLAN, THE CLIENT REFUSED THIS RECOMMENDATION. WE SENT THE CLIENT A LETTER WITH OUR FINDINGS.
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