TROY EDWARD MILLER

TROY EDWARD MILLER is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 720 STONERIDGE DRIVE, SUITE 2, BOZEMAN, MT, 59718.

TROY EDWARD MILLER has worked at LPL FINANCIAL LLC since October 01, 2001

Disclosure History

TROY EDWARD MILLER has 5 Disclosure Event(s).

Date: August 23, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: April 30, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: December 27, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: December 27, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: October 25, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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