Troy DAVID SIMMONS is currently employed as a Broker and/or Investment Adviser at TD AMERITRADE, INC. located at 5010 WATERIDGE VISTA DR, SAN DIEGO, CA, 92121.

Troy DAVID SIMMONS has worked at TD AMERITRADE, INC. since February 06, 2018

Disclosure History

Troy DAVID SIMMONS has 1 Disclosure Event(s).

Date: November 14, 2013
Category: Financial
Type: Compromise
Disposition: SETTLED

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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