TSANHWA WU

TSANHWA WU is currently employed as a Broker and/or Investment Adviser at TREASURE FINANCIAL CORP. located at 777 S. CENTRAL EXPWY. #101, SUITE 101, RICHARDSON, TX, 75080.

TSANHWA WU has worked at TREASURE FINANCIAL CORP. since June 20, 1995

Disclosure History

TSANHWA WU has 2 Disclosure Event(s).

Date: June 12, 2000
Category: Customer Dispute
Allegations: CUSTOMER'S FAMILY OPEN 3 ACCOUNTS WITH TREASURE FINANCIAL CORP.THEY ACCUSED THE COMPANY'S BROKER MRS. BIANCA CHAO, USED MISREPRESENTATIONS TO CHURN, AND PLACE THE CUSTOMERS' ASSETS IN UNSUITABLE INVESTMENTS. THAT INVOLVE HER SUPERVISOR MR. DAVID WU.
Damage Amount Requested: $50,000.00
Settlement Amount: $5,000.00

Date: May 01, 1997
Category: Regulatory

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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