TY WILLIAM SCHMIDT

TY WILLIAM SCHMIDT is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 3550 VINE ST, RIVERSIDE, CA, 92507.

TY WILLIAM SCHMIDT has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since February 19, 2004

Disclosure History

TY WILLIAM SCHMIDT has 1 Disclosure Event(s).

Date: April 01, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: REPRESENTATIVE WAS NOT AWARE OF CHARGE OFF UNTIL HE RAN A CREDIT REPORT AND SUBSEQUENTLY CALLED THE CREDITOR ON 1/29/2014.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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