TYLER J KENNICKER is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 25 EAST PINE STREET, PLATTEVILLE, WI, 53818.
TYLER J KENNICKER has worked at LPL FINANCIAL LLC since April 10, 2008
Disclosure History
TYLER J KENNICKER has 1 Disclosure Event(s).
Date: December 03, 2015 Category: Customer Dispute Allegations: CUSTOMER ALLLEGES THAT THE FA INVESTED FUNDS IN A QUAILIFIED ACCOUNT WITHOUT THE CUSTOMER'S PERMISSION. Broker Comment: THE COMPLAINT WAS REVIEWED BY THE FIRM AND WAS DETERMINED TO BE WITHOUT MERIT. THE CUSTOMER'S CLAIM THAT THE ADVISOR INVESTED NON-QUALIFIED FUNDS IN HIS RETIREMENT ACCOUNTS WITHOUT HIS PERMISSION WAS DETERMINED TO BE INCORRECT. IT WAS FOUND THAT THE CUSTOMER HAD FUNDED HIS RETIREMENT ACCOUNTS WITH A ROLLOVER OF RETIREMENT FUNDS.
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