TYLER SCOTT SMITH

TYLER SCOTT SMITH is currently employed as a Broker and/or Investment Adviser at KALOS CAPITAL, INC. located at 11525 PARK WOODS CIRCLE, SUITE 280, ALPHARETTA, GA, 30005.

TYLER SCOTT SMITH has worked at KALOS CAPITAL, INC. since April 10, 2017

Disclosure History

TYLER SCOTT SMITH has 1 Disclosure Event(s).

Date: August 04, 2007
Category: Criminal
Charges: Possession of THC
Disposition: Reduced
Amended Charges: charge was reduced to misdemeanor charge
Amended Charge Type: MISDEMEANOR Amended Charge
Amended Charge Disposition: Pled guilty

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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