TYLER DEAN SMITH is currently employed as a Broker and/or Investment Adviser at H. BECK, INC. located at 165 Wooded Acre Way, Cameron, NC, 28326.

TYLER DEAN SMITH has worked at H. BECK, INC. since July 13, 2011

Disclosure History

TYLER DEAN SMITH has 1 Disclosure Event(s).

Date: February 22, 2016
Category: Customer Dispute
Allegations: Client claims account value loss due to Registered Representative's unauthorized trades, negligence on certain stocks, unauthorized increase in Net Worth and Liquid Net worth; Forgery; unauthorized trading/discretion.
Damage Amount Requested: $114,000.00
Broker Comment: I disagree with comments made by the client. The client signed all forms regarding their net worth and LNW pertaining to their investments.**Please archive this complaint**

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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