Tyler Paul Sutherland

Tyler Paul Sutherland is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 1100 E 6600 S, SALT LAKE CITY, UT, 84121.

Tyler Paul Sutherland has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since November 17, 2016

Disclosure History

Tyler Paul Sutherland has 7 Disclosure Event(s).

Date: September 26, 2017
Category: Financial
Type: Bankruptcy
Disposition: Discharged

Date: January 01, 2017
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: January 15, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: January 15, 2015
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: March 28, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: March 28, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: August 22, 2011
Category: Financial
Type: Bankruptcy
Disposition: Dismissed

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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