TYRONE ALFONSO TAYLOR

TYRONE ALFONSO TAYLOR is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 17515 W NINE MILE RD, STE 500-A, SOUTHFIELD, MI, 48075.

TYRONE ALFONSO TAYLOR has worked at PFS INVESTMENTS INC. since January 20, 1987

Disclosure History

TYRONE ALFONSO TAYLOR has 9 Disclosure Event(s).

Date: April 01, 2015
Category: Financial
Type: Compromise

Date: January 02, 2013
Category: Judgment / Lien
Judgment/Lien Amount: $11,955.00
Judgment/Lien Type: Tax

Date: August 14, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $49,903.00
Judgment/Lien Type: Tax
Broker Comment: N/A

Date: May 16, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $43,019.00
Judgment/Lien Type: Tax
Broker Comment: N/A

Date: January 13, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $2,823.00
Judgment/Lien Type: Tax
Broker Comment: N/A

Date: April 12, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $4,627.00
Judgment/Lien Type: Tax
Broker Comment: N/A

Date: February 28, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $102,328.00
Judgment/Lien Type: Tax
Broker Comment: TAX YEARS 2007, 08 & 09

Date: February 25, 2010
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT I NEGLIGENTLY PLACE HER FUNDS IN UNSUITABLE VARIABLE ANNUITY SUBACCOUNTS RESULTING IN MARKET LOSSES.
Damage Amount Requested: $100,000.00
Settlement Amount: $33,333.00 09-06735

Date: July 19, 2004
Category: Customer Dispute
Allegations: MS. BURN'S ATTORNEY ALLEGES THAT I ASSISTED HER EXHUSBAND IN MISAPPROPIATING HER FUNDS, HOWEVER, THE FIRM'S TRANSFER AGENT INCORRECTLY PLACED FUNDS IN THE CLEINT'S JOINT ACCOUNT.
Damage Amount Requested: $100,000.00
Broker Comment: THE FIRM INVESTIGATING MS. BURN'S COMPLAINT.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for TYRONE ALFONSO TAYLOR, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.